Until recently, compliance with the Securities and Exchange Commission’s marketing rule held the top spot among investment adviser compliance officers, but that concern has been overtaken by another ...

"You could take this, go back to your clients and say, ‘Here's the lesson.’ You could repeat it verbatim," Tom Clark said Tuesday.

Rep. Vern Buchanan (R-Fla.) addressed delegates from around the country at the NAPA D.C. Fly-In Forum on Tuesday afternoon, thanking the retirement plan advisors in attendance for their work and ...

A new suit alleges that imprudent fund selection has cost participants in a 401 (k) more than $100 million. A new suit alleges that imprudent fund selection has cost participants in a 401 (k) more ...

The House Committee on Education and Workforce hosted a hearing on Tuesday to discuss EBSA’s use of common interest agreements (CIAs) and general enforcement practices. Two bills have been proposed to ...

Congressman Tim Walberg (R-Mich.) believes the Employee Benefits Security Administration (EBSA) is straying from its mission as an impartial regulator, “picking winners and losers” rather than working ...

We are embarking on this beginning of the process for the next generation of retirement legislation,” American Retirement Plan (ARA) CEO Brian Graff said at the 2025 NAPA D.C. Fly-In on Tuesday.

The inclusion of private market investments in 401(k)s is a hot topic in retirement plan product and policy circles.

In recent days, federal courts have dismissed two notable suits regarding forfeiture reallocation, but most notably the Labor Department has now weighed in on behalf of plan fiduciaries in another ...

The inclusion of private market investments in 401(k)s is a hot topic in retirement plan product and policy circles.

Graff emphasized to the National Association of Plan Advisors’ (NAPA) delegates gathered from around the country that retirement and retirement planning is a bipartisan issue, something that must ...

Responding to a call from an advisor in Texas, the ERISA consultants at the Retirement Learning Center (RLC) address a question concerning how and whether Social Security benefits are affected for a U ...